This course helps you understand the basics of auditing. You’ll learn how to prepare, perform, report, and close an audit. It is ideal for new auditors, those preparing to be on an audit team, and people who will soon be audited and want to understand the auditing process.
Gain a basic understanding of how to conduct an internal audit. Learn the audit conventions for preparing, performing, reporting, and follow-up. New internal auditors will learn what they need to know to conduct an audit using any performance standard (such as: ISO 9001, FDA GMPs, FAA, ISO 14000, HACCP, and so on). The lessons follow the audit process from initial acceptance of the audit assignment through reporting what was found. The Internal Auditing Basics course consists of a series of lessons, illustrations, diagrams, examples, supplemental handout information, interactive exercises, and quizzes. A handy desk reference, QualityWBT comprehensive glossary, and Auditor Code of Conduct are included in the class as PDF files. Successful completion of the class will result in a certificate of completion with CEUs.
Access to this course is for 90 days from the date of purchase.
- CEU Hours: 0.9
- Length: 9 Hours
- ASQ RU: 0.9
- Audience: New to Quality
- Provider: Quality WBT
- Identify the steps needed to prepare, perform, report and follow
- up, and closure
- Identify types of audit evidence needed to verify conformance to requirements
- Use checklists and other working papers
- Conduct a desk audit
- Collect audit evidence
- Determine when a practice or situation represents a nonconformance or finding
- Determine methods to analyze and classify nonconformities or findings
- Write nonconformity statements
- Report results of the audit
- Follow-up and verify actions taken
Prerequisites:None for this course
Who Should Attend:New auditors, those preparing to be on teams of auditors, and people who wish to understand the auditing process while being audited.
- Welcome to Auditing
- Auditing Terminology
- Types of Audits
- Getting the Assignment
- Internal Audit Job Steps
- The 5 W’s
- Conflict of Interest
- Audit purpose, scope, and other inputs
- Information Needed
- What and Where
- Preparing for the Audit
- Audit Team Members
- Identifying Requirements and Planning
- Audit Criteria
- Sampling Plans
- Desk Audit and Audit Strategies
- Complete Desk Audit
- Construct Flowchart
- Compare Element and Department Methods
- Beginning the Audit
- Opening Meeting
- Audit Schedules
- Working Papers
- Data, Collecting Evidence
- Data Collection Plan
- Applying Process Techniques
- Contrast Open-End and Closed-End Requirements
- PDCA Techniques
- Process Auditing Techniques
- Analyze the Results
- Evaluate Observations
- Write Draft Audit Report
- Reporting the Results
- Conduct an Exit Meeting
- Compare Auditor/Auditee Responsibilities
- Write the Final Audit Report
- Follow Up and Closure
- Contrast Elements of Remedial, Corrective, and Preventive Actions
- Bring About an Effective Closure
This is a self-paced course that can be started at any time. You have 90 days to complete the course. Course content is nine hours long and is worth .90 CEU hours or .90 ASQ RUs.
- Basic Audit Principles
- Auditor Code of Contact
- Desk Reference
After course registration, you will receive an email with access instructions. If you do not, please check your email junk, spam, or clutter folders. If the email is not there, please contact ASQ. For virtual WebEx courses, you will receive another email 24 hours prior to the start of class containing additional access information.
Technical Requirements (impacts all ASQ-owned eLearning)
- PC, Mac, or mobile device
- Audio speakers or headset
- High-speed internet connection
Browsers for ASQ Courses
You can view courses on any devices that support these browsers. This includes mobile devices such as iPhones, iPads, and Android-enabled phones and tablets.
- Windows: Internet Explorer 11, Microsoft Edge (latest version), Google Chrome (latest version), Firefox (latest version)
- Mac: Safari (latest version), Google Chrome (latest version), Firefox (latest version)
- Mobile: Safari in Apple iOS 10 or later, Google Chrome in Apple iOS 10 or later, Google Chrome in Android OS 4.4 or later
Required Browser Settings for Viewing Courses
- Font downloads must be enabled to see the correct fonts and characters.
- When using Internet Explorer, turn off Compatibility View for sites where courses are hosted.
WebEx – Virtual Course: Advance Preparation and Student Information
Join a Test Session
We strongly suggest that you join a WebEx test session in advance of your scheduled virtual training, using your preferred web browser. This can help prevent problems launching content the day your training begins.
If you do not have administrative privileges on the SAME computer you will be using the day of your training (i.e., your workstation within your organization) you may need the assistance of your local IT/IS help desk staff for the platform to engage correctly.
To join a test session (meeting), click here and enter your name and email address to join. If successful, you will see a screen that says "Congratulations! Your system is now set up properly ..."
Deactivate Pop-up Blockers
You should deactivate any pop-up blockers, spam filters, and company firewalls that could prevent the WebEx client platform or web-based course from working properly. Third-party toolbars such as Bing, Yahoo, and Google should also be disabled due to their own pop-up blocking capabilities.
- If you need to cancel, we will refund your paid registration fee as noted below.
- Requests for cancellations/transfers received at least 5 business days before the start of the course receive a full refund/transfer.
- Requests received within 5 business days of the course starting incur a $150 processing fee.
- After the course starts, there are no refunds or transfers.
- Registrants who fail to attend without advance notice are liable for the entire course fee.
- If you cannot find a substitute, we can transfer your course fees to another ASQ course of your choice.
- You must successfully complete the entire course or program before IACET CEUs and a Certificate of Completion can be awarded.
Internet-based, self-paced training modules, which may involve combinations of text, visuals, audio, interactive simulations and quizzes (see specific courses for features and tools). These web-based courses require a computer and Internet access.
|IAB01JPR||Self-Paced||English||90 Days||List: $209 Member: $188|
ON-SITE TRAINING FOR YOUR ORGANIZATION.
ASQ’s customized on-site training programs are the cost-effective way for you to train employees on your schedule. Training on-site minimizes the cost-per-student, reduces travel expenses, and ensures that the content is specific to your exact needs.
5 Benefits of On-Site Training
- Expertise to your location: Saves time and travel expenses
- Convenient scheduling: Train groups of five or more
- Customizable courses: Training tailored to your groups’ needs
- Immediate results: Employees complete courses ready to apply what they’ve learned
- Value-add support: Instructors available to answer questions after session