How to Use ISO 9001 to Reduce the Risk from
Sarbanes-Oxley
- Introduction; history of the legislation starting in
1932; acronyms; terms and definitions
- The Sarbanes-Oxley law: QMS & EMS can reduce the
risk!
- How quality & environmental management systems
support SOX; auditing to add value
- Student Activity 1: Form teams. Assign each team one
element of COSO & identify inputs & difficulties from
ISO 9001/14001 standpoint
- Read out from the activity
- Case studies
- Student activity 2: Form teams and assign each a specific
process. Identify ISO 9001/14001 functions that support COSO
for these processes. Discuss issues.
- Information technology support of Sarbanes-Oxley
- Corporate governance QMS & EMS can reduce the
risk!
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